Sr. Compliance Analyst


Lake Mary, FL

Industry: Accounting, Finance & Insurance


Not Specified years

Posted 91 days ago

  by    Lisa Villavicencio

This job is no longer available.

CardWorks Servicing, LLC is a large privately held provider of support services for credit card and installment loan servicing in North America.

Position Summary & Essential Job Functions:

This position is responsible for conducting comprehensive compliance and operational risk reviews based on federal and state regulations and departmental procedures. The individual must have in-depth knowledge of consumer regulations and the impacts of non-compliance. In addition, they will have responsibility for:

  • Preparing compliance reviews, summarizing results and recommending remedies to promote compliance, with a focus on the company's servicing, collection and recovery operations
  • Assist operational areas as needed with preparing incident reports for operational/internal matters
  • Responding to inquiries from operational areas regarding compliance and escalating questions or issues to department management as appropriate
  • Analyzing operational data for compliance with state and federal regulations
  • Overseeing implementation of new policies and procedures by various departments
  • Assisting in the development of new policies and procedures
  • Conducting follow up reviews of departments to ensure remedies properly implemented and risks of non-compliance minimized
  • Providing regular updates to department management regarding status of compliance and risk within operations


Education and Experience:

  • BA/BS in business related field or equivalent work experiencerequired
  • 2-4 years as a compliance analyst or auditor in a credit card, banking or financial services institution preferred
  • Familiar with consumer credit regulations