Responsible for overall performance of the team including establishing and achieving key performance indicators, key goals and objectives, risk mitigation, and compliance with supervisory procedures and regulations.
Bachelor's degree or equivalent experience required.
Series 99 required within 90 days of start date for US leaders; Series 7 and 66 required within 12 months of start date for U.S. leaders. Outside the US, appropriate country-specific licenses required.
5 or more years financial services industry or accounting experience, with operations experience strongly preferred. 3 or more years management experience in the financial services industry, or audit experience.
Must have a basic understanding of major functions in US Operations, including books and records, trades, packaged products, and processing of cash, securities and accounts. Must also have in-depth knowledge of one or more of the major functions.
Must have strong collaboration skills and effective problem solving, decision making and critical thinking skills.
Must have the ability to identify risks and design and implement effective controls to mitigate risks.
Experience in technology initiatives or project management is a plus.
Must be able to effectively communicate, lead a team and manage relationships with others based in multiple locations.