Senior Retirement Compliance Consultant

CUNA Mutual Group   •  

Madison, WI

Industry: Accounting, Finance & Insurance


8 - 10 years

Posted 64 days ago

This job is no longer available.

Job Purpose:

This position, in partnership with senior leaders within CUNA Mutual Retirement Solutions (“CMRS”), Legal, Regulatory, and Compliance, coordinates the planning, implementation, management and evaluation of Compliance programs, processes and initiatives as they relate to retirement products, business processes and marketing materials.

Consultant – provides advice with regard to retirement compliance strategy, management and operations. They analyze, identify, research, and resolve problems, and consult on projects, products, and programs. They recommend compliance solutions utilizing knowledge technical regulatory expertise and in accordance with compliance theory and practice.

Role open to remote employees who are willing to travel to Madison, WI as needed.

Job Responsibilities:

  • Collaborate with CMRS executive management to develop compliance strategies and maintain compliant products, policies, and operational procedures.
  • Address technical ERISA/IRC compliance issues and retirement plan industry trends impacting CMRS businesses
  • Consult on and influence the development and implementation of compliance solutions related to new product releases, product re-writes, entry into new markets or utilization of new distributionchannels.
  • Provide daily compliance guidance for internal CMRS departments such as retirement administration, recordkeeping, pension risk transfer, executive benefits, and operational compliance.
  • Design and lead compliance projects addressing new legislation/guidance and current business risk mitigation
  • Partner with legal and compliance peers (e.g. contract, litigation, risk, governance, assurance, and privacy) to resolve all compliance concerns impacting CMRS.
  • Support established Corporate Legal and Compliance strategies.
  • Work with business leaders across CUNA Mutual Group to solve complex business problems as they relate to retirement compliance.
  • Lead efforts to effectively respond to regulatory agency complaints, difficult objections and/or preparation of testimony by crafting persuasive arguments that will aid in gaining favorable regulatory approval or ruling for CMRS insurance products.
  • Develop and implement training/education programs to encourage understanding and application of ethical and compliant corporate and business specific standards.
  • Speak at conferences, webinars or panels on retirement compliance.
  • Lead and direct compliance communications.

The above statement of duties is not intended to be all inclusive and other duties will be assigned from time to time.

Framework General Profile and Scope:

  • Requires specialized depth and/or breadth of expertise.
  • May lead teams or projects with moderate resource requirements, risk and/or complexity.
  • Interprets internal or external business issues and recommends best practices.
  • Solves complex problems, taking a broad perspective to identify innovative solutions where change is needed.
  • Works independently, with guidance in only the most complex situations.
  • May lead functional teams or projects.

Job Requirements:

  • J.D. or Bachelor’s degree and 7+ years of work experience in the retirement industry
  • Specific experience in retirement plan compliance or in a retirement industry job requiring retirement plan technical expertise with an emphasis on defined contribution and defined benefit plans is strongly preferred.
  • Retirement industry professional designations preferred (i.e. QKA, QPA, CPC, ERPA, CRPS, CEBS).
  • Strong analytical and project management skills.
  • Ability to perform technical research and analysis of retirement laws and regulations and apply them to company operations, products and marketing.
  • Strong ability to communicate clearly, concisely and tactfully with a variety of audiences.
  • Demonstrated ability to successfully and positively lead groups through change.
  • Ability to apply sound reasoning and judgment to resolve complex and significant compliance and business issues.
  • Ability to balance several significant work streams at one time.


Job Id: R-003546