Senior Internal Auditor lll

AmTrust Financial Services   •  

Jersey City, NJ

Industry: Accounting, Finance & Insurance

  •  

5 - 7 years

Posted 38 days ago

Overview

The Senior Internal Auditor will perform compliance, operational, and financialrisk based audits of key business processes in accordance with professional standards for internal auditing to ensure that internal controls are appropriately designed and operating effectively. Furthermore, Sr. Auditor will assist in the execution of the Company’s SOX program. The audit and SOX programs will provide management with an independent assessment and assurance related to the adequacy, effectiveness, and sustainability of controls.

Responsibilities

  • TheSr. Auditor’s primary duties will consist of the following for assigned audits:

    1. Planning - Performing process walkthroughs to identify the key activities, risks and controls.
    2. Risk Assessment – Applying risk and control concepts to assess control design and developing a test approach of the key controls.
    3. Operational Effectiveness Testing –Testing the effectiveness of the key controls identified.
    4. Documenting - Compiling clear and concise audit work papers with conclusions that are supported by the work performed.
    5. Reporting - Discussing and reporting control design deficiencies and controls not operating as designed.
    6. Issue Tracking - Validating with management in resolution and implementation of corrective action plans.

    Other Expectations:

    1. Have a mature understating and ability to identify risks and related controls in a standard process.
    2. Work with IT internal audit personnel during integrated audits to ensure key risks are adequately addressed.
    3. Working with the 2nd line functions (e.g., ERM, Compliance) as needed.
    4. Performing special projects as deemed necessary by management.
    5. Maintaining organizational and professional ethical standards and ensuring Internal Audit activities are carried out or supervised in compliance with the
    6. Working under limited supervision with moderate latitude for initiative and independent judgment.
    7. Ability to manage projects independently to completion within budget and deadlines.
    8. Auditors may be required to travel 10-20% of the working year.

Qualifications

  • A bachelor’s degree with a major in accounting
  • Ability to compare existing controls to COSO standards.
  • Have five to seven years auditing experience; preferably insurance, financial and/or Big 4.
  • Possess one or more relevant professional certifications (i.e. CPA, CIA, CISA, CFE) is desirable, but not required.
  • Excellent communication skills – written and verbal.

ID 2019-8285