Senior Compliance Manager - LOB

11 - 15 years experience  •  Software

Salary depends on experience
Posted on 11/07/17
San Diego, CA
11 - 15 years experience
Salary depends on experience
Posted on 11/07/17



Required:Bachelor's; Flexible

Preferred: Master or Advanced; Risk Management, Risk Management, Business Administration, Political Science, Accounting, Other Applicable Business, Liberal Arts or Science Degree


Required: English

Work Experience:

Required: Typically 10+years businessexperience working for a publiclytradedfinancial services company in a compliance or related legal role. Individual is expected to be subject are expert consumer compliance with theexperience toaudit and monitor exposures. Knowledge of rules, regulations, legal boundaries and jurisdictions as well as regulatory examination process and expectations. SME of consumer lending regulations andlaws.Experience in regulatory examination process. Adeptreport writing ability. Proficiency withMS Office. Technical expertise to be a reliable, knowledgeable resource. Excellent communications and relationship skills with executive management. Ability to develop and exercisesbusiness plans, policies and procedures..

Preferred: 5 - 7 years experience in Regulatory affairs, Consumer lending compliance or Risk Management, sub-prime consumer lending or financial services experience ideal. 3 - 5 years experience in policy writing in policy review or writing and experience with Regulators. Advanced Proficiency with Microsoft Word, Excel, PowerPoint, and Outlook or Cognos or otherreporting software. Experience in sub-prime consumer lending or financial services. Ability to identify issues and develop solutions to improve state of compliance. Effective communications skills, including ability to resolve conflict and report / handle escalated issues.

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