$80K — $100K *
SMBC is seeking an IT Internal Auditor with 5-7 years experience to work within the Internal Audit Department. In this position, the individual will evaluate current policies and processes in order to provide reasonable assurance to Management as to the adequacy of the technical control environment within the Americas Division.
This position will not have any direct reports. When acting as the Auditor in Charge, the individual will be assigned an audit team (2-4 individuals from both the North America and EMEA IT Audit teams) depending on the size and complexity of the audit.
Please note this role will have up to 10% domestic/international travel during the fiscal year. SMBC has subsidiaries located in Brazil and Canada and branches located in Los Angeles and San Francisco.
This position will require the individual to plan and perform internal audits over technology areas within SMBC's Americas Division, primarly focusing on applications and integrated audits with the business auditors along with some exposure to infrastructure audits.
Examine and evaluate internal controls in key technology risk areas to ensure compliance with internal policies and applicable rules, laws and regulations
Develop audit programs and perform audit fieldwork, including system documentation, evaluations, interviews and technical analysis
Propose or evaluate appropriate corrective measures designed to strengthen internal controls, operational and technical policies and procedures, and other weaknesses identified during audits
Prepare clear and concise audit work-papers and audit reports summarizing scope, methodology, and significant conclusions of audit procedures performed within prescribed time frames
Conduct audit planning and closing meetings with Internal Audit and relevant Department Management
Clearly communicate the results of the audits to both audit and client management
Work as a team member, as well as independently, to produce strong audit results and maintain professional independence and sound judgment in executing all audit and other assignments
Oversee and report on key projects to Internal Audit Management
Minimum 5-7 years IT Audit experience, preferably with a bank or financial institution. A good understanding of risks and controls within a technical environment is required, as well as the ability to document and test these controls
Bachelor's Degree in MIS or some other computer related field. CISA and/or other relevant certifications is preferred
Identifying and testing key risks and controls within IT infrastructure platforms
Ability to audit non-technical areas including information security, IT governance, project management and systems development. In-depth knowledge of a specific infrastructure platform is a plus, but not necessarily required
Ability to multitask and work in a team environment is crucial
Ability to understand, interpret, and apply general and specific administrative and departmental policies and procedures, as well as applicable federal & state laws and regulations
Overall understanding of audit techniques, internal controls and audit principles. Ability to manage and execute audits, from planning to audit closing
Strong critical thinking, analytical and organizational skills
Strong oral and written communication skills, including ability to write clear and concise audit recommendations and reports
Working knowledge of Microsoft Office Suite (Outlook, Excel, Word, PowerPoint)
Valid through: 12/14/2020