San Ramon, CA
Industry: Professional, Scientific & Technical Services•
5 - 7 years
Posted 93 days ago
At Bank of the West, our people are having a positive impact on the world. We’re investing where we feel we can make the most impact, like advancing diversity and women entrepreneurship programs, financing for more small businesses, and promoting programs for sustainable energy. From our locations across the U.S., Bank of the West is taking action to help protect the planet, improve people’s lives, and strengthen communities. We are part of BNP Paribas, a global leader supporting the UN Sustainable Development Goals (SDGs). Yes, we’re a bank, but as the bank for a changing world, we are continually seeking to improve the ways we help our customers, while contributing to more sustainable and equitable growth.
Job Description Summary
The Inspection Group, as the Bank’s periodic control function (i.e., third line of defense), independently assesses the effectiveness of the permanent control function (i.e., first and second lines of defense) to identify, measure, monitor, and control risks.
A primary focus for this position will be to contribute to the audit execution covering the end-to-end processes of auditable entities within Compliance, Retail, Wealth, Finance and Operations with a focus on Finance and Corporate Functions.The individual will work closely with audit assignment team members to complete each phase of the audit. This will entail documenting walk-throughs of in-scope processes; assessing the sufficiency and suitability of controls to mitigate the risks; developing audit procedures; testing the operating effectiveness and sustainability of controls; and drafting findings and associated recommendations to address the identified gaps in the control environment. The individual will have regular interactions with team members, process / control owners, and management of business units. The Senior Auditor will be reporting to a Senior Audit Manager of Compliance, Retail, Wealth, Finance and Operations.
Essential Job Functions