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RAO Manager, Vice President at Mitsubishi UFJ Financial Group, Inc in Monterey Park, CA



$250K — $500K+*


Banking, Loans & Insurance, Corporate Finance


8 - 10 years

Job Description

Job Summary

Reporting into the Head of Regulatory Affairs and Deputy Head of Regulatory Affairs, this position will be responsible for serving as the primary liaison for ongoing supervisory and examination for the U.S. licensed banking and securities operations of MUFG Americas. This includes the execution of the end to end regulatory exam management, coordination of scheduled meetings with bank management and executives, along with evaluating management responses and monitoring the status of remediation of regulatory issues.

Major Responsibilities:

Coordinating interactions with regulators, including but not limited to:

  • Assisting in providing oversight for supervisory examinations and serving as CPOC for regulatory examiners.
  • Coordinating and managing events related to examinations and continuous monitoring, including working with business units and functional units to monitor requests for information and provide timely re
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Valid through: 7/8/2020

About MUFG

Mitsubishi UFJ Financial Group, Inc. (MUFG; ??????UFJ???????·????, Mitsubishi Yuefujei Finansharu Gurupu?) is a Japanese bank holding / financial services company headquartered in Chiyoda, Tokyo, Japan. MUFG holds assets of around US$2.5 trillion (JPY 230 trillion) as of March 2013 and is one of the main companies of the Mitsubishi Group. It is Japans largest financial group and the worlds second largest bank holding company holding around US$1.8 trillion (JPY 148 trillion) in deposits as of March 2011. Mitsubishi UFJ Financial Group is the second largest public company in Japan when measured by market capitalization. The company was formed on October 1, 2005 with the merger of Tokyo-based Mitsubishi Tokyo Financial Group (MTFG), formerly Japans second-largest banking conglomerate, and Osaka-based UFJ Holdings, which was Japans fourth-largest banking group.
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