Quality Assurance Auditor

US Bank   •  

Saint Louis, MO

Industry: Financial Services

  •  

Less than 5 years

Posted 333 days ago

At U.S. Bank, we're passionate about helping customers and the communities where we live and work. The fifth-largest bank in the United States, we’re one of the country's most respected, innovative and successful financial institutions. U.S. Bank is an equal opportunity employer committed to creating a diverse workforce. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, among other factors.

Currently seeking applicants with knowledge of auditing, reporting, and analysis to work in the Quality Assurance department.

 

Quality Assurance Department Overview:

Responsible for the development and performance of on-going operational risk assessment routines of which include the identification of strengths and weaknesses of the internal control environment within the business lines. The department is also responsible for the control routines associated with the third party vendors which includes: policy and practice validation, independent compliance based listening, routine on-site reviews and assessments, and reoccurring reconcilement routines.

 

The incumbent will be responsible for the development and execution of a battery of QA assessments that are designed to test regulatory requirements as well as policy requirements to ensure processes are functioning as designed and operating effectively to mitigate associated risks. The incumbent will review and analyze complex processes and activities within the assigned business line or vendor to ensure the QA assessment is designed appropriately and then perform transactional testing and/or control testing. Also responsible for preparing QA reports detailing findings, associated risks, and advising on improvements to internal control routines. Must be able to assist with implementing changes in policies, procedures, and processes to improve work quality and mitigate operational and regulatory risk, while limiting impact to productivity.

 

Preferred skills include:

- Strong knowledge of process design and controls.

- Ability to conduct an analysis of a business need, including scheduling meetings, planning agendas, and conferring with business line leaders.

- Advanced understanding of QA testing methodology and risk analysis.

- Strong writing, word processing, and spreadsheet analysis skills.

- Ability to manage multiple tasks/projects and deadlines simultaneously with limited supervision.

- Ability to work as a team leader.

 

Explore your career possibilities at U.S. Bank and join a company that’s as passionate as you are about helping our customers meet their goals and making a difference in the communities we live and work. Our industry-leading financial performance, innovative spirit and best-in-class reputation empower employees to succeed. U.S. Bank is an equal opportunity employer committed to creating a diverse workforce. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, among other factors.

 

Qualifications

  Basic Qualifications
- Bachelor's degree, or equivalent work experience
- Three to five years of experience in regulatory compliance activities

Preferred Skills/Experience - Comprehensive knowledge of products, regulatory standards (e.g. FDCPA, UDAAP, FCRA, SCRA), policies and procedures applicable to assigned area. - Strong knowledge of process design and controls. - Ability to conduct an analysis of a business need, includingscheduling meetings, planning agendas, and conferring with business line leaders. - Advanced understanding of QA testing methodology andrisk analysis. - Strong writing, word processing, and spreadsheet analysis skills. - Ability to manage multiple tasks/projects anddeadlines simultaneously with limited supervision. - Ability to work as a team leader. - Excellent verbal and written communication/presentation skills. 

Job

Compliance / Quality Control

Primary Location

Missouri-MO-Saint Louis

Shift

1st - Daytime

Travel

Yes, 20 % of the Time

Average Hours Per Week

40