Mutual Fund and Investment Management Attorney

Confidential Company  •  Nassau, NY

Less than 5 years experience  •  Financial Services

$144K - $180K
Posted on 11/02/17 by Jack Kelly
Confidential Company
Nassau, NY
Less than 5 years experience
Financial Services
$144K - $180K
Posted on 11/02/17 Jack Kelly


We are actively recruiting for a mutual fund attorney with 2+ years of experience to join a growing mutual fund services business.

This important roll with report directly to the Director of Legal Services within the Legal Department.


include drafting and filing various regulatory filing such as registration statement amendments, proxy statements, proxy voting reports and all related filings; preparing Board meeting materials such as agendas, resolutions, agreements, and policies and procedures; participate in and record minutes of Board meetings; prepare materials for shareholder meetings; assist in the creation of new funds, including drafting and filing the initial registration statement; assist with mutual fund and hedge fund reorganizations; assist with regulatory issues and general legal matters; and work closely with compliance, fund administration and accounting teams.


• Minimum 2+ years of experience as a mutual fund attorney from a law firm, mutual fund complex or mutual fund servicing organization.

This is a great job for an attorney who seeks a small/midsized company to learn, grow, have high visibility, and avoid the LIRR into Manhattan.

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