$200K - $250K(Ladders Estimates)
Jersey City, NJ 07302
Industry: Finance & Insurance•
8 - 10 years
Posted 61 days ago
Pershing LLC is seeking a Director, Managing Counsel to support its Pershing Advisor Solutions LLC ("PAS") broker-dealer based in Jersey City, New Jersey. This individual should have excellent leadership, analytical, interpersonal, communication and negotiation skills, and should be able to prioritize job functions and when needed supervise lawyers and paralegals effectively. The Director, Managing Counsel for PAS will manage and negotiate complex client agreements for PAS, focused on delivering expert bank and brokerage custody services to Registered Investment Advisers, Wealth Managers and Banks and their clients. Serves as a key adviser on the legal department's leadership team influencing regulatory risk management policy and direction at the firm.
Provides business management and associates with thoughtful, comprehensive legal advice and guidance in a fast-paced business environment subject to ever-changing regulatory expectations. Keeps fully informed on legislation / regulation affecting PAS' operations to better assist and counsel in decision-making. An ideal candidate has in-house counsel experience in securities law with expertise in the Investment Advisers Act of 1940 and knowledge of OCC rules and regulations applicable to asset custody and sub-custody issues. A broad based financial services background is required; experience with a regulator would be an added bonus.
Valid Through: 2019-9-15