Manager, Regulatory Compliance

Mercury Insurance   •  

Brea, CA

5 - 7 years

Posted 236 days ago

This job is no longer available.

This position develops, implements and monitors projects that support the Company’s regulatory compliance. Projects include designing oversight programs for tracking and analyzing relevant legislation, responding to regulatory activity and working cross-functionally to create and propose recommendations. In addition the position requires the implementation and management of a national auditing program to ensure ongoing compliance across all states and lines.

Manages internal compliance function, which includes the creation of procedures, tracking, and corrective actions that support the Company’s regulatory compliance. Manages internal auditing activities in accordance with procedures to ensure ongoing compliance with applicable statutes, regulations and orders or guidance from regulators.

Partners with legal counsel to research law and industry trends and develop recommendations to ensure regulatory compliance. Develops methodologies to ensure compliance with new legal requirements across functions.

Manages development and legal compliance of all policy forms, manuals, guidelines and processes. Reviews and approves state filings as needed to ensure compliance with statutes and regulations.

Participates in state market conduct examinations and meetings with insurance department personnel as warranted, and oversees implementation of changes required or requested by regulators. Provides oversight of required regulatory reports, filings, documentation, consumer complaints or any other information requested by regulatory agencies.

Bachelor’s Degree or equivalent business experience required
Master’s degree in business or related field or advanced insurance designation such as C.P.C.U.

5+ years of experience in regulatory compliance within the Property and Casualty insurance industry

Occasional Travel to CA, TX, NJ, FL 




Loyal:Shows firm and constant support to a cause

Functional Expert:Considered a thought leader on a subject

Detail Oriented:Capable of carrying out a given task with all details necessary to get the task done well

Thought Provoking:Capable of making others think deeply on a subject



Bachelors or better.