Manager, Compliance in Toronto, ON

Foresters Financial

Toronto, ON M4E 3Y1
1w ago


Auditing & Compliance, Risk & Quantitative Analysis


8 - 10 years

Job Description

Purpose of role

The Manager, Compliance provides leadership and collaborates with the Compliance and Legal team and other control functions to support the oversight, management and continuous enhancement of the Compliance Management Program, Market Conduct program, and the management of regulatory and operational risks. This will be in line with best practices in insurance scaled appropriately for the size and complexity of Foresters structure. This is an individual contributor role; there are no direct reports to the manager.Job Description

Key Responsibilities

  • Provide support in developing, executing, analyzing and reporting of risk based Field Market Conduct Program in North America.
  • Monitor, report, escalate and follow up of Field compliance issues with senior business leaders. Identify producer behavior and trends that compromises profitability.
  • Identify, review, interpret, analyze and communicate legislative, regulatory
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Valid through: 2020-4-8

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