Internal Audit Director - Banking Advisory


Stamford, CT

11 - 15 years

Posted 226 days ago

  by    Joe Kiley

This job is no longer available.

MasonWest is currently searching for an Internal Audit Director for a Banking Advisory Firm located in New York City. This is a legit path to Partnership. Must be a SME with BSA too. Local NY City Metro based candidates only. 

Lead Internal Audit and Compliance related consulting engagements at multiple Financial Institutions. 

Perform Business Development through generating leads for new opportunities. 

Perform annual auditrisk assessments for Financial Institutions, using the firm?s methodology at the audit engagements. 

Lead financial, compliance & operational audits at various financial institutions, ensuring quality of work in accordance with companies guidelines and processes. 

Ensure timely deliverable's of all audit related documents, including risk assessments, audit manual, auditreports, follow-up reports, etc. 

Ensure delivery of clear and concise reports and other deliverable's to clients and their regulators. 

Manage relationships with existing Banking clients. 

Attend meetings with clients, including Audit Committee meetings. 

Keep updated with regulatory guidelines, industry developments and market changes. 

Validate corrective actions to address findings and recommendations in various internal audits and regulatory examination reports at the clients and maintain related follow-up matrices. 


10-15years of professional services and/or Internal Auditexperience in the banking industry. 

Business Development experience mandatory. 

Bachelor?s degree in Accounting or related field 

Ability to multi-task and manage multiple audits and engagements 

Ability to interpret the impact and requirements of new laws and regulations 

Strong verbal, written, interpersonal, and speaking skills 

Professional Certifications such as CIA, CRCM, CAMS, CPA, CISA or CRMA preferred 

Experience in international bank, regulatory agency or a Big 4 firm is a plus 

Knowledge of BSA/AML/OFAC and bank regulatory compliance

$180K - $250K