In - House Attorney - Investment Adviser and Broker

Fidelity Investments   •  

Smithfield, RI

Industry: Accounting, Finance & Insurance

  •  

8 - 10 years

Posted 47 days ago

Would you like the opportunity to join the dynamic legal team supporting Fidelity Investments’ wealth management business? We focus on Investment Adviser and Broker-Dealer product and service offerings.

The Team

You will be part of the corporate legal team within Fidelity’s in-house legal department providing support to Fidelity’s industry-leading Personal Investing business, which provides a full range of investment services to personal investors. We provide legal advice regarding the development and maintenance of Fidelity’s investment advisory and brokerage offerings for personal investors.

The Expertise You Have

  • Significant experiencesupporting retail Investment Advisory programs including wrap accounts.

  • Relevant experiencesupporting retailBroker-Dealer products and services.

  • Knowledge of mutual fund structuring and/or distribution a plus.

  • A minimum of 7 years of meaningful experience.

  • Prior In-House experiencepreferred.

  • J.D. Required.

The Skills You Bring

  • Your detailed knowledge of retailinvestment advisory and brokerage products and services.

  • Your outstanding analytical, advocacy and interpersonal skills, as well as the ability to advise and influence business leaders.

  • You independently lead projects while operating within a dynamic team environment.

  • Highly organized, self-starter, self-motivated and disciplined. You are able to work efficiently in a dynamic environment and be comfortable managing multiple projects with competing deadlines.

The Value You Deliver

  • Providing counsel and advice regarding new and existing investment advisory and brokerage offerings for retail clients.

  • Drafting and reviewing relevant documents.
  • Participating in cross-functional working teams.

  • Forming good working relationships with your business and legal colleagues.

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