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Director - Securities Settlements (WMA) in Nashville, TN



$200K - $250K*


Operations Management


8 - 10 years

Job Description

Your role

Do you have a proven track record of leadership in an Operations role? Have you managed multiple teams across several regions?

We're looking for Director of Settlements, who will be responsible for:

• Oversee International and Domestic settlement functions, with staff located in New Jersey, Nashville, and Hyderabad India.

• Responsible for the firm's compliance of key regulations, including 15c3-3 (Possession or Control Customer Reserve), Reg SHO 204, LOPR, etc.

• Accountable for the settlement function's service delivery to multiple stakeholders across the firm, including Financial Advisors, Capital Markets business heads, and third party asset managers.

• Responsible for executing the firm's strategy for Operations, requiring the manager to provide directives to line management team, along with ensuring each team remains appropriately staffed

Your team

You'll be responsible for approximatel

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Valid through: 2020-3-18

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