$100K - $150K*
The Compliance Manager will report to the Chief Compliance Officer, Canada and will be a member of the Canadian Legal and Compliance Department.
The Compliance Manager is responsible for working with the Canadian Legal and Compliance team to facilitate PIMCO's Canadian compliance program. The candidate will primarily be responsible for assisting with the implementation and oversight of the compliance requirements for PIMCO's activities under the investment fund manager, portfolio manager, and exempt market dealer registrations, including, but not limited to, compliance monitoring programs designed to prevent and detect employee behaviour that is in contravention to regulatory requirements and/or internal compliance policies and procedures. Areas of focus include, but are not limited to, sales practices, anti-money laundering, conflicts of interest, and trading related policies.
The role will also require working on comp
Valid through: 2020-4-9