Compliance, Consumer Compliance, Vice President

The Goldman Sachs Group, Inc   •  

Dallas, TX

Industry: Accounting, Finance & Insurance


5 - 7 years

Posted 40 days ago


Our consumer banking compliance team partners with all functional areas of the Digital Finance business to advise on business controls, develop/implement compliant processes, systems, and digital tools for identifying, measuring, and mitigating risk and report on the status of such risk. From day one you will be involved in building this new business for the Firm.


  • Research and present requirements in connection with development of consumer banking programs and operations to cross-functional teams
  • Support strategic adaptation of the Firm's compliance program for consumer banking operations
  • Develop reporting techniques for monitoring effectiveness of compliance
  • Deploy technology to facilitate monitoring and reporting of compliance risk
  • Provide training on applicable compliance requirements
  • Coordinate activities of cross-functional control function teams to address product-related risks (e.g., fair lending, privacy, complaint handling, BSA/AML, etc.)
  • Present on compliance program to management and committees

Basic Qualifications

  • 5+ years of compliance, operations, or legal experience in financial services
  • Bachelor's degree or equivalent experience
  • Knowledge of applicable federal and state consumer lending laws and regulations, including, among others, Truth in Lending Act (Reg Z), Equal Credit Opportunity Act (Reg B), Fair Credit Reporting Act (Reg V), UDAAP, Gramm-Leach-Bliley Act (Reg P), and the Fair Debt Collections Practices Act
  • Must be self-directed, organized, positive, driven, detail-oriented, and effective in a fast-paced, changing environment

Preferred Qualifications

  • Experience advising on credit products
  • JD a plus but not required
  • Experience with new product development and/or agile tech development, including at new financial services ventures/start-ups a plus but not required