At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you’ll feel valued and inspired to contribute your unique skills and experience.
Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.
Corporate Risk helps all Wells Fargo businesses identify and manage risk. We focus on three key risk areas: credit risk, operational risk and market risk. We help our management and Board of Directors identify and monitor risks that may affect multiple lines of business, and take appropriate action when business activities exceed the risk tolerance of the company.
WFA Compliance Retail Branch Examinations is responsible for conducting on-site compliance examinations of the WFA retail distribution Channels (PCG/IPCS, WBS, and FiNet) and Central Supervision Units in order to monitor for compliance with securities regulations and the internal policies and procedures established by the Firm. As with the other compliance business units, the primary purpose of Branch Exams is to provide continuous oversight of branch-related activities within the Firm in order to identify potential risks.
This Branch Examiner is responsible for contributing to the protection of the firm s clients, employee s assets and reputation by performing on-site reviews of the firm s compliance for Wells Fargo Advisors LLC retail channels: Private Client Group, International Private Client Group, Wealth Brokerage Services, and Wells Fargo Advisors Financial Network. The Examiner works independently under limited supervision, is a senior individual contributor, knows standard examination check-list yet understands what questions to ask to get to potential underlying issues that are not obviously stated.
Branch Examiner has responsibilities which include:
Note: Ability to travel both domestically, sometimes on short notice, is essential. Position is required to travel.
Based on the volume of applications received, this job posting may be removed prior to the indicated close date. If you do not apply prior to the closing of this posting, we encourage you to apply for other opportunities with Wells Fargo.
Other Desired Qualifications