Compliance Audit Vice President

Confidential Company  •  New York, NY

8 - 10 years experience  • 

$140K - $175K
Posted on 04/20/18
Confidential Company
New York, NY
8 - 10 years experience
$140K - $175K
Posted on 04/20/18


The Compliance Audit Vice President:

  • Participate in and lead audit engagements from planning to reporting and produce quality deliverables to both department and professional standards
  • Partner with colleagues and stakeholders to evaluate, test and report on the adequacy and effectiveness of management controls
  • Finalize audit findings and use judgment to provide an overall opinion on the control environment
  • Communicate audit findings to management and identify opportunities for improvement in the design and effectiveness of key controls
  • Build and maintain key relationships with stakeholders
  • Implement and execute an effective program of continuous auditing for assigned areas, including monitoring of key metrics to identify control issues and adverse trends
  • Effectively manage teams where required, performing timely review of work performed and providing honest and constructive feedback 
  • Stay up-to-date with evolving industry and regulatory changes impacting the business


  • Accounting degree
  • 7+ years of related experience
  • Previous experience with financial services audits
  • Ability to multitask
  • Excellent communication skills


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