Industry: Accounting, Finance & Insurance•
8 - 10 years
Posted 113 days ago
Assist in the execution of line of business control measurement, analysis, issue identification and mitigation, and operational excellence. Execute Line of Business (LOB)-specific processes and tools to drive adherence to LOB and enterprise-wide control standards. Support the implementation of QA/QC processes within the LOB through ongoing monitoring and testing of controls and identification of gaps or other high-risk processes. Identify issues and/or control improvements for remediation, while assisting in building out action plans and mitigations. Act as a business control liaison to sales leaders and field teams.
Provide risk/business controls and sales/coaching support in executing regulatory discipline and operational excellence within Merrill Edge Financial Center Sales organization. May assist in Merrill Edge Home Office controls, as required.
Develop partnerships with Region Executives (RE), Performance Managers and other LOB leaders to help develop/communicate key controls updates, and any mitigation/action plans. Develop and deliver presentation for the tracking, monitoring, and escalation of risk related issues for all levels of the organization. Act as an ambassador of the BAC risk culture/framework.
Required Skills: "Must" have these skills to be minimally qualified.
Job number: 18048780