Audit Quality Assurance, Vice President

MUFG   •  

Tempe, AZ

Industry: Accounting, Finance & Insurance


8 - 10 years

Posted 30 days ago

This job is no longer available.


  • Develop the annual quality assurance plan, implementing a risk based approach to prioritize plan and scope
  • Lead and execute the quality assurance plan, performing reviews of planning processes, risk assessments, audit execution, and regulatory and audit issue validations
  • Develop QA testing programs designed to effectively assess the department’s conformance with IAA’s audit methodology and regulatory requirements, including challenging audit scope, execution, and conclusions.
  • Draft quality assurance reports recommending and communicating improvement opportunities to the audit teams
  • Partner with Data Analytics to develop automated testing / metrics based reporting that can used during quality assurance reviews
  • Continuously improve audit practices and methodology based on knowledge of best practices, industry standards and regulations and present areas and opportunities for alignment
  • Maintain knowledge of and industry leading practices around audit quality assurance and improvement
  • Partner with the Training department to develop specific training topics based on the results of quality assurance observations
  • Manage and provide coaching to associates and analyst
  • Demonstrate professional skepticism and personal accountability
  • Delivery of high quality work within designated timeframes and budgets


  • Minimum of eight years of relevant internal auditexperience, including an understanding of BSA/AML requirements (e.g., KYC, OFAC/Sanctions, Transaction Monitoring)
  • Strong knowledge of bank and branch operations and technology, including retailbanking
  • Experience with the financial services industry, related markets, and related regulatory agencies
  • Bachelors’ Degree at an accredited college or university
  • Professional certifications, such as the CAMS, CPA, CIA, CISA are highly desirable
  • Strong understanding of audit practices and methodology
  • Ability to influence stakeholders and challenge the status quo, including managing conflicts and issue resolution
  • Strong written and verbal communication skills
  • Strong project management skills and ability to coordinate/integrate efforts across multiple groups within audit
  • Highly motivated, takes initiative / self-starter, problem solver, solution oriented
  • Requisition #: 10025394-WD