Audit Manager - AML in New York, NY

$150K - $200K(Ladders Estimates)

UBS   •  

New York, NY 10001

Industry: Finance & Insurance

  •  

8 - 10 years

Posted 55 days ago

Your role

Are you a sharp evaluator of risk? Can you investigate complex situations and propose solutions? We're looking for someone like that who can:

• conduct reviews and audits of specific business areas, provide practical, innovative and value-added solutions to issues identified

• analyze and assess risks and barriers to delivery (product suitability, supervision, market conduct, investment management), assumed by both the business and support functions

• identify and evaluate the effectiveness of controls designed to address those risks

• prepare reports of audit findings for UBS senior management, monitor the results, risk profile and developments across WMA Advice & Solutions and provide input for planning sessions

Your team

You will be working in the Group Internal Audit team. GIA's role, as an independent function, is to support UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management and the control environment within all business divisions and Corporate Center functions globally. We are independent in our work and report directly to the Chairman of the Board of Directors and the Audit Committee.

We are a talent powerhouse that attracts and develop the best people by driving career growth in and outside the department.

Our team is responsible for auditing the Wealth Management Americas division - Financial Crime and Banking

Your expertise

• a university degree

• a strong experience (8+ years) in management audit within compliance or internal risk management areas within the financial industry. This experience could have been gained at a consulting firm, regulator, or in an Internal Audit function.

• a detailed understanding of securities operations and regulations as well a quantitative approach to problem solving.

Valid Through: 2019-10-14