company logo

Assistant Vice President Compliance at Cambridge Investment Research in Fairfield, IA

bookmark emptySave
More info when clicked here
You fill out 1 set of questions 1 time. We take care of your job applications every time you choose Apply4Me.
What's Apply4Me?


$80K — $100K *


Auditing & Compliance


Not Specified

Job Description

See More arrow

Valid through: 4/21/2021

About Cambridge Investment Research

Cambridge Investment Research Incorporation is a United States-based broker-dealer and asset management firm headquartered in Fairfield, Iowa. The company was founded in 1981 and mainly works as a broker-dealer but also manages investment assets through its subsidiary Cambridge Investment Research Advisors Inc. It is one of the largest independent broker-dealers in the United States. Cambridge Investment Research was founded in 1985 by Eric Schwartz. As of 2010 it was still controlled by its founder, and was one of the biggest broker/dealers in the US. In January 2017, Schwartz stepped out the CEO role and was made Executive Chairman, and Amy Webber was made CEO in addition to her role as president. As of 2017, the company was structured as a holding company, Cambridge Investment Group, Inc., that comprised multiple broker-dealers and registered investment adviser subsidiaries, including: Cambridge Investment Research Advisors, Inc. and Cambridge Investment Research, Inc. In April 2016, the U.S. Securities and Exchange Commission charged Cambridge Investment Research Advisors with failing to adequately supervise an employee who defrauded at least 47 advisory clients and engaged in unsuitable trading in some clients’ accounts. The company settled the case by paying a $225,000 penalty. Webber joined the FINRA Board of Governors in August 2017. The company's top 5 holdings as of March 2017 were:
stats icon
Total Jobs:
stats icon
Total Experts:
stats icon
Average Pay:
stats icon
Total value of jobs:
stats icon
% Masters:
Learn More About Cambridge Investment Research blue arrow
* Ladders Estimates

More Jobs at Cambridge Investment Research

Similar Jobs

Vice President of Compliance

$120K — $140K + $20 bonus + 20% bonus

Confidential Company

Los Angeles, CA 90001

15 days ago

More Finance & Insurance Jobs

Java Developer

Confidential Company

Mc Lean, VA 22101


Applications Developer

$90K — $100K

Confidential Company



Technical Lead – Digital Solution Development

$110K — $120K

Confidential Company

Lees Summit, MO 64086


Find similar Vice President, Compliance jobs: