Americas BSA / AML Program Analyst, Assistant Vice President

Industry: Accounting, Finance & Insurance


Less than 5 years

Posted 118 days ago

This job is no longer available.


Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world with total assets of over $2.4 trillion (as ranked by SNL Financial, April 2016) and 140,000 colleagues in nearly 50 countries. In the U.S., we’re 13,000 strong, working together to positively impact every customer, organization, and community we serve. We achieve this by delivering on our values, putting people first, fostering long-term relationships built on honesty and mutual understanding, and inspiring the best in each other. This is all part of our inclusive, high-performing culture supported by Total Rewards that include our cash balance pension plan. Join a team that’s working to fulfill its vision to be the world’s most trusted financial group.

Job Summary:

The AVP - BSA/AML Program Analyst will be in a highly critical and visible role, reporting to the Director – Regional Bank AML Advisory and will serve as a Subject Matter Expert (SME) for Regional Bank providing technical regulatory guidance on BSA compliance subjects. Additionally, the individual will provide support and subject matter expertise on enterprise wide projects to ensure BSA/AML are defined, tested, and implemented.


The AVP - BSA/AML Program Analyst will be responsible for working with fellow stakeholders within Financial Crimes Compliance and business partners to facilitate feedback on efforts related to process improvement, program enhancements, and strategic alignment with business and other Bank-wide programs relating to Regional Bank.

Primary responsibilities include:

  • Supporting BSA Program Office management to provide SME advice on Regional Bank risks to Business Units;
  • Interfacing on Regional Bank matters with the First Line of defense and providing support to the Director – Regional Bank AML Advisory relating to Regional Bank product offerings and related projects;
  • Supporting BSA Program Office’s oversight over Regional Bank-related AML processes conducted by the First Lines of Defense;
  • Supporting reporting for senior management review of Regional Bank risks;
  • Executing action plan items arising from Regulatory exams, and Internal Audit and Financial Crimes Compliance testing engagements relating to Regional Bank to ensure senior management are informed, as needed;
  • Supporting provision of Line of Business Oversight by the Director – Regional Bank AML Advisory for AML compliance such as issues management and new products;
  • Ensuring First Line procedures are consistent with, are comprehensive, and align to the Bank’s AML policies;
  • Maintaining awareness of and support completion of Risk & Control Self-Assessments (RCSAs) on Regional Bank products/services, as needed;
  • Maintaining awareness of and support completion of Products & Services Risk Assessments (PSRAs) on Regional Bank products/services, as needed;
  • Participating in key Regional Bank initiatives;
  • Maintain awareness of and complete Third Party Compliance Risk Management (TPCRM) deliverables, as needed;
  • Other BSA/AML compliance duties, as needed.


    • Bachelor’s Degree, at a minimum, required
    • 3-5 years’ of experience in compliance and risk management
    • Solid understanding of Regional Bank products and U.S. banking regulations
    • ACAMS certification preferred
    • Ability to maintain effective, collaborative working relationships at all levels
    • Ability to manage competing priorities, work independently, and deliver results
    • Solid interpersonal, verbal and written communication skills and critical thinking skills

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.

We are proud to be an Equal Opportunity / Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.

A conviction is not an absolute bar to employment. Factors such as the age of the offense, evidence of rehabilitation, seriousness of violation, and job relatedness are considered in all employment decisions. Additionally, it's the bank's policy to only inquire into a candidate's criminal history after an offer has been made. Federal law prohibits banks from employing individuals who have been convicted of, or received a pretrial diversion for, certain offenses.