Securities Operations Manager

Confidential Company  •  Denver, CO

5 - 7 years experience  •  Financial Services

Salary depends on experience
Posted on 11/13/17
Confidential Company
Denver, CO
5 - 7 years experience
Financial Services
Salary depends on experience
Posted on 11/13/17


Janus Henderson Global Investors is a leading independent global asset manager, dedicated to delivering the best outcomes for clients through a broad range of actively managed funds. 

We provide our institutional, retail and high net-worth individuals with access to skilled investment professionals representing a broad range of asset classes including, equities, fixed income, multi asset and alternatives. 

We are a team of independent thinkers who work tirelessly to help our clients achieve their goals – and we do it by fostering an energetic and collaborative culture that ensures our people love the place they work.

Headquartered in London, Janus Henderson is a truly global asset manager with a diverse geographic footprint, managing over $320bn of assets (as of March 31, 2017) from 27 offices globally and employing more than 2000 staff.


Overview of the Role

Securities Operations handles asset setup and tradedata entry in the accounting system, trade settlements, margin and collateral movements, corporate actions sourcing, instruction and processing, proxy voting and reconciliation, equity and fixed income pricing, and facilitation of the fair valuation process.  The Manager will provide oversight of department processing, coordination of projects, staff development and training, as well as assist the Securities Operations Director in developing a strategic plan for the department. 


Duties and Responsibilities

  • Develop and communicate department risk policies, procedures and best practices in order to reduce operational risk.  Assess existing processes and create new ones that most effectively anticipate, manage and reduce risk to Janus.
  • Work with Supervisors and Seniors to ensure adherence to established departmental procedures and quality standards.
  • Act as liaison with other Operations teams as well as clients and Front Office personnel.
  • Develop business requirements and review functional specifications needed to support the implementation of system enhancements and new projects.
  • Work with Operational teams to coordinate all aspects of projects, including developing project proposals, business requirement, and ensure the smooth integration into departmental workflows.   Establish and maintain communication with all departments and individuals involved in assigned projects, including coordinating external vendors and consultants as appropriate.
  • Partner with colleagues overseas to ensure cohesive global operating model
  • Ensure high quality of work from the team by focusing on problem resolution and escalation of issues.
  • Support team through frequent, open and clear communication and by providing training and development opportunities.  
  • Make recommendations regarding hiring, termination, salary actions and other personnel issues


Other Functions

Assumes additional duties as requested or assigned


Supervisory Responsibilities

  • Yes


Technical Skills and Qualifications

  • Proven track record of strong service delivery skills to internal and external partners.   Experience with both 40Act mutual funds as well as institutional accounts
  • Extensive knowledge of the mutual fund industry including Fund Accounting, Trade Management, and Middle Office operations
  • Strong computer skills including MS Word and Excel
  • Well-developed skills in prioritization, organization, decision making, time management and verbal/written communication skills
  • Strong attention to detail and accuracy
  • Team leader with a proven ability to train, supervise, motivate and evaluate team dynamics
  • Five years related mutual fund and/or accounting support experience
  • Two years supervisory experiencepreferred
  • Bachelor’s Degree in Accounting/Finance or equivalent required

Ongoing competence in the role to be assessed by:

  • Annual Performance Appraisal
  • Completion of all assigned Compliance training


Working Environment/Physical Activities

  • Overtime may be required on short notice and may include evening, weekend, holiday hours
  • Typical office environment with telephone, copier, calculator, etc.
  • PC usage up to 90% of the time

Requisition Id 14909

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