Senior Audit Manager Compliance

11 - 15 years experience  •  Financial Services

Salary depends on experience
Posted on 11/02/17
Atlanta, GA
11 - 15 years experience
Financial Services
Salary depends on experience
Posted on 11/02/17

Job Description

The Senior Audit Manager will be responsible for managing risk-based audits of compliance topics, generally approached at the SunTrust enterprise level; participating in audits of compliance-related topics at the LOB level; and providing input to LOB teams to carry out the SunTrust Audit Services compliance audit strategy.   Participation in other projects/initiatives as assigned.   As a Senior Audit Manager, candidate will:


  • Develop and present processes, risks, controls and audit approaches to teams
  • Setting clear quality expectations based on SAS standards and delivers and explains reasons for review notes
  • Be a subject matter expert on compliance related matters affecting SunTrust
  • Present and defend audit issues effectively
  • Prepare meaningful, relevant, and well-supported audit reports
  • Demonstrate strong listening skills and debating issues in an open, honest and forthright manner
  • Create an open, flexible atmosphere among multiple project teams managed to allow for rigorous interaction and confirmation of audit issues with clients
  • Support internal audit change initiatives and contributes by participating in a lead role
  • Ability to work independently in areas of difficult or complex nature
  • Contribute to planning, development, and execution of the audit plan
  • Utilize relationship management skills to build business relationships with audit clients
  • Develop project plans that effectively incorporate appropriate risks, scope, staffing requirements, deliverables, timelines, budgets and client availability
  • Participate in audit execution as a core team member or project manager
  • Contribute to the design and execution of continuous auditing tools that assess changing risk and impact the planning of audit activities


Minimum Qualifications

  • Bachelor's degree with 12+ years industry experience (with at least 7 years in regulatory compliance environment, audit, and or internal control/risk management). 
  • Project management skills, including the ability to manage shifting priorities. 
  • Working knowledge of audit principles, practices and methodologies.
  • Strong analytical skills. 
  • Strong oral and written communication skills. 
  • Exemplify a positive attitude, strong work ethic, team work and professionalism.
  • Specifically seeking experience in operational and/or compliance related functions within Commercial Real Estate,  Consumer Banking, Wealth & Investment Management, Capital Markets, or Wholesale Banking  

Preferred Qualifications


  • Advanced degree
  • CIA, CRCM, or other relevant certifications
  • Knowledge of Securities regulations is a plus
  • Ability to travel 20%


Not the right job?
Join Ladders to find it.
With a free Ladders account, you can find the best jobs for you and be found by over 20,0000 recruiters.