Similar Jobs at TheLadders

VP Portfolio Management and Trading Surveillance
New York, NY


Job Description:
Monitor portfolio manager adherence to client guidelines and statutory requirements. Identify and escalate breaches and document resolutions. Maintain list of automated and manual guidelines. o Work closely with portfolio management and trading teams o Review surveillance reports such as order allocation, cancel correct, new issue, performance dispersion, and principal and cross trades
Join now to learn more about this job
VeriSign Secured
This position has expired.
Check out similar jobs to the left for more smart career moves. Or join TheLadders to access all our 2 open positions.

* Password Tips Min. 6 characters
Min. 6 characters

Select a subscription

Limited time promotion. Cancel at any time*
Best Choice

*By joining, you agree to's Terms of Use and Privacy Policy. To ensure continuous service, your membership will be auto-renewed at the regular price in effect at the time you joined. You may cancel at any time - simply refer to our Cancellation / Refund Policy or call us directly at 866-937-1005.