Thomas Bartela

Austin, Texas

Acting Deputy Head - RIA, ARK Financial

Experience at:
Merrill Lynch, Pierce, Fenner & Smith, JPMorgan Chase, Chase Bank

I’m interested in mentoring people from:

    Ask Me About

    AML/KYC
    Brand Advocacy
    Business Development
    Change Management
    Community Engagement
    Financial Education
    Investments
    Process Improvement
    Relationship Management
    Risk Mitigation

    People I've Reported To

    People I've Worked With

    People Who've Reported to Me

    Where I've Worked
    A

    Apr 2019 – Present

    Acting Deputy Head - RIA

    ARK Financial
    M

    Jan 2017 – Apr 2019

    Financial Adviser, Portfolio Manager (Global Wealth Management)

    Merrill Lynch, Pierce, Fenner & Smith

    Aug 2012 – Jun 2016

    Private Client Banking, Team Manager (VP)

    JPMorgan Chase

    Jan 2011 – Aug 2012

    Financial Center Manager

    Chase Bank

    Sep 2009 – Dec 2010

    Bank Assistant Manager - Operations

    Chase Bank
    W

    Apr 2005 – Aug 2009

    Bank Assistant Manager - Sales

    Washington Mutual
    Where I've Studied

    2017

    Certificate, Series 7 Investments' License

    FINRA

    2017

    Certificate, Series 66 Investments' License

    NASAA

    2012

    Certificate, Lean & Six Sigma (Process Improvement), Green Belt

    Project Management Institute

    2009

    Masters, Business Administration

    Florida Atlantic University

    2000

    Bachelors, Business Management and Psychology

    Florida Atlantic University

    1998

    Associates, Management Information Systems and International Business

    University of La Verne

    Specialties

    Auditing & Compliance

    Banking, Loans & Insurance

    Corporate Finance

    Investments

    Ask Me for a Referral

    ARK Financial

    In the Media

    Social Media