Chicago, Illinois
Specialties
May 2011 – Feb 2019
General Counsel and Compliance, Legal, Risk Management Department Head
May 2011 – Jan 2017
General Counsel and Compliance, Legal, Risk Management Departmen
May 2011 – Jul 2016
Chief Compliance Officer, Counsel and Risk Management Department
Chief Compliance Officer, Counsel and Risk Management Department Head
May 2008 – Jan 2011
Counsel
Nov 2005 – May 2008
VP - Associate General Counsel, Compliance Officer and Risk Offi
Jul 2000 – Nov 2005
Compliance Officer
Apr 1997 – Jul 2000
Compliance Examiner
MBA, Business Administration
Cleveland State University
BA, Pre-Law
Michigan State University
J.D.
Cleveland Marshall College of Law
Wealth Advisor - Frontier Investment Mgmt