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    Thomas McCormack

    Bethesda, Maryland

    Vice President, Compliance (Registration)

    Morgan Stanley

    Specialties

    HR Generalists & Business Partners

    HR Management

    HR Compensation & Benefits

    HR Recruitment & Placement

    Legal & Regulatory

    Organization Development & Training

    Where I've Worked

    May 2016 – Present

    Vice President, Compliance (Registration)

    Morgan Stanley
    F

    Mar 2010 – May 2014

    Associate Director, Office of the Ombudsman

    Financial Industry Regulatory Authority (FINRA)
    F

    Jun 2006 – Mar 2010

    Manager, Registration and Disclosure

    Financial Industry Regulatory Authority (FINRA)
    L

    Oct 2003 – Mar 2005

    Contract Attorney

    Law Corps

    May 2002 – Aug 2002

    Legal Intern, Office of the Corporate Secretary

    L

    Mar 2005 – Jun 2006

    Litigation Attorney

    Law Office of Judy L. Feinberg, P.C
    Where I've Studied

    2015

    Certificate, Certified Regulatory and Compliance Professional (CRCP)

    Wharton Business School

    2010

    Certificate, Dispute Resolution

    Center for Alternative Dispute Resolution

    2003

    J.D.

    Washington University, St. Louis

    1998

    BA, History

    James Madison University

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