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    Shaun McGowan

    Southlake, Texas

    Deputy CCO - Head of Surveillance

    Carlson Capital, L.P

    Specialties

    check markAuditing & Compliance

    check markRisk & Quantitative Analysis

    Where I've Worked
    Carlson Capital, L.P logo

    Oct 2016 – Present

    Deputy CCO - Head of Surveillance

    Carlson Capital, L.P
    Deutsche Bank logo

    Apr 2012 – Present

    Vice President - Equities Compliance

    Deutsche Bank
    J.P. Morgan Securities LLC logo

    Mar 2014 – Oct 2016

    Vice President | Asst. General Counsel - Equities Compliance

    J.P. Morgan Securities LLC
    Deutsche Bank logo

    Apr 2012 – Mar 2014

    Vice President - Equities Compliance Advisory

    Deutsche Bank
    UBS Investment Bank logo

    Apr 2010 – Apr 2012

    Associate Director - Equities Compliance

    UBS Investment Bank
    UBS Investment Bank logo

    Apr 2010 – Apr 2012

    Associate Director - Equities Compliance Advisory

    UBS Investment Bank
    R

    Jul 2009 – Mar 2010

    Compliance Analyst - Regulatory Inquiries & Relations

    Regulatory Inquiries & Relations
    R

    Jul 2009 – Mar 2010

    Compliance Analyst

    Regulatory Inquiries & Relations
    UBS Investment Bank logo

    Mar 2008 – Jun 2009

    Equity Prime Brokerage Documentation Specialist

    UBS Investment Bank

    Mar 2008 – Jun 2009

    Equity Prime Brokerage Documentation Specialist

    Where I've Studied

    J.D.

    St. John's University

    BA

    College of the Holy Cross

    Ask Me About

    People I've Reported To

    People I've Worked With

    People Who've Reported to Me

    Ask Me for a Referral

    Carlson Capital, L.P

    In the Media

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