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Renee Dawson

New York, New York

Operational Risk Coverage Officer, Morgan Stanley

Experience at:
E*trade, Mesirow Financial,

I’m interested in mentoring people from:

    Renee Dawson

    Ask Me About

    Compliance
    Middle Office Operations
    Operational Risk Management
    Principal Supervision
    Procedural Enhancements
    Where I've Worked
    E*trade logo

    Oct 2018 – Jan 2022

    Retail Oversight & Supervision Specialist

    E*trade
    E*trade logo

    Oct 2018 – Jan 2022

    Retail Oversight & Supervision Specialist

    E*trade
    M

    Feb 2018 – Oct 2018

    Branch Supervisory Manager

    Mesirow Financial

    Oct 2014 – Feb 2018

    New Accounts Specialist

    N

    May 2006 – Feb 2011

    Branch Supervisory Manager

    Nationwide Planning Associates, Inc
    Where I've Studied

    Bachelors, Psychology

    University of Maryland

    People I've Reported To

    People I've Worked With

    People Who've Reported to Me

    Experienced Risk and Compliance Officer

    I have been in the financial services industry for over 15 years, performing various roles in broker dealer supervision, compliance and risk management. I am looking for an opportunity to bring my skillset to an organization I can grow with.

    Specialties

    check markAuditing & Compliancecheck markInvestmentscheck markRisk & Quantitative Analysis

    Ask Me for a Referral

    Morgan Stanley

    Private Credit Senior Associate/VP

    Less than 5 years of experience

    HYBRID: Global Financial Crimes: E*TRADE Advisory Officer

    5 - 7 years of experience

    Internal Audit Director - U.S. Banks

    Less than 5 years of experience
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