I’m interested in mentoring people from:

    Nicole-Suzanne Vance

    San Clemente, California

    Sr. Compliance, Onsite Assessor - Compliance, Legal & Risk (CLR)

    LPL Financial

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    People I've Reported To

    People I've Worked With

    People Who've Reported to Me

    Where I've Worked

    Apr 2018 – Present

    Sr. Compliance, Onsite Assessor - Compliance, Legal & Risk (CLR)

    LPL Financial

    Feb 2015 – Jun 2017

    Assistant Vice President, Senior Assurance Analyst- Vendor Reviews

    Citizens Bank

    Jan 2012 – Apr 2014

    Officer, Attorney Auditor/Performance Monitoring Manager - Third Party Performance Oversight

    JPMorgan Chase
    L

    Jun 2008 – Oct 2011

    Sr. Legal Recruiter

    Lumen Legal
    A

    Jan 2007 – Jan 2008

    Attorney/Partner

    Ann M. Howard, PC
    Where I've Studied

    Doctorate

    University of Detroit Mercy School of Law

    Bachelors, Economics

    University of Detroit Mercy

    Ask Me for a Referral

    LPL Financial
    Fort Mill, SC and 3 other location(s)
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