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    Nicholas Marotta

    Brentwood, Tennessee

    Executive Director, Americas Operational Risk Oversight and Head of CUSO Governance, Analysis

    Ubs Financial Services Inc

    Financial Services professional with extensive risk control, compliance, and management experience.

    Skilled in operational risk management, internal controls, financial analysis, operations management, administration, budgeting and business planning. Team leader and team player who collaborates well with cross-functional groups.

    Ask Me About

    People I've Reported To

    People I've Worked With

    People Who've Reported to Me

    Where I've Worked

    2003 – 2004

    Senior Trader

    Rbc Capital Markets
    G

    2000 – 2001

    Head Institutional Trading

    Gruntal & Co
    C

    2001 – 2003

    Senior Trader

    C.e. Unterberg, Towbin
    H

    1994 – 2000

    CHASE, Trader

    Hambrecht & Quist Llc

    Nov 2004 – Jun 2019

    Executive Director

    UBS Financial Services

    Sep 2018 – Jun 2019

    Executive Director, Americas Operational Risk Oversight and Head of CUSO Governance, Analysis

    Ubs Financial Services Inc

    Jul 2014 – Sep 2018

    Executive Director, Americas Monitoring, Surveillance

    Ubs Financial Services Inc
    Where I've Studied

    BA, Economics and Accounting

    Rutgers University

    MBA, Finance

    Seton Hall

    In the Media

    Social Media