I’m interested in mentoring people from:
Nicholas Marotta
Brentwood, Tennessee
Executive Director, Americas Operational Risk Oversight
Ubs Financial Services Inc
Financial Services professional with extensive risk control, compliance, and management experience.
Skilled in operational risk management, internal controls, financial analysis, operations management, administration, budgeting and business planning. Team leader and team player who collaborates well with cross-functional groups.
Specialties
'%3E %3Ccircle cx='10' cy='10' r='10' fill='%2300C0D1' stroke='%2309AEBC'/%3E %3Cpath fill='%23FFF' d='M4 10.135l1.351-1.757 3.514 2.973L14.54 5l1.622 1.487L9 14.324z'/%3E %3C/g%3E %3C/svg%3E)
Auditing & Compliance
Risk & Quantitative Analysis
Sep 2018 – Jun 2019
Executive Director, Americas Operational Risk Oversight and Head of CUSO Governance, Analysis
Ubs Financial Services IncSep 2018 – Jun 2019
Executive Director, Americas Operational Risk Oversight
Ubs Financial Services IncNov 2010 – Jul 2014
Executive Director - Americas Compliance & Operational Risk Control
Ubs Financial Services IncNov 2004 – Jan 2008
Corporate Vice President - Wealth Management Americas (WMA) Operations
Ubs Financial Services Inc
Ask Me About
People I've Reported To
People I've Worked With
People Who've Reported to Me
Ask Me for a Referral
