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    Linda Hernandez

    Charlotte, North Carolina

    Third Party Risk Management (Consultant)

    Wells Fargo Bank

    Specialties

    Auditing & Compliance

    Banking, Loans & Insurance

    Corporate Finance

    Investments

    Risk & Quantitative Analysis

    Where I've Worked

    Jan 2019 – Apr 2019

    Third Party Risk Management (Consultant)

    Wells Fargo Bank

    Jul 2018 – Oct 2018

    Operational Risk Management (Consultant)

    Wells Fargo Bank

    Jun 2017 – Apr 2018

    Sr. Compliance Analyst, (Consultant)

    LPL Financial
    Z

    2015 – 2016

    CT Trade Compliance Consultant Trade

    Zeus Securities
    T

    2013 – 2013

    CT Registered Representative Broker Dealer

    Tradespot Markets, Inc
    N

    Jan 2010 – May 2011

    OSJ Compliance Manager

    National Planning Corp
    M

    Nov 2006 – Jun 2008

    Compliance Director

    MASSMUTUAL (Compliance Department)
    H

    Jun 2005 – Nov 2006

    Marketing & Business Practice Compliance Dept

    Hartford LIFE
    I

    Jan 2000 – Jun 2005

    Compliance Consultant

    ING Financial Advisors, LLC
    H

    Jun 1999 – Jan 2000

    Securities Specialist

    HARTFORD LIFE (Law Dept)
    L

    Jan 1996 – Jan 1999

    Prospectus Development Process Leader, Supervisor

    Legal Department, Contracts & Prospectus Unit
    Where I've Studied

    BS, Legal Studies

    University of Hartford

    Associates, Science

    MANCHESTER COMMUNITY

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    Wells Fargo Bank
    Denver, CO and 9 other location(s)
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