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    LAWAL MOMODU

    Germantown, Maryland

    Senior Regulatory and Compliance Analyst

    Financial Industry Regulatory Authority

    Skilled and proficient compliance and regulatory professional

    Mentor and working group leader, I have more than 20 years of legal and compliance experience. Excellent listening skills and proficient management abilities. Skilled in analysis, research, customer service and risk management.

    Specialties

    Legal & Regulatory

    Ask Me About

    Analysis
    Anti-Money Laundering
    Bank Secrecy Act
    Capital Markets
    Compliance
    Financial Regulation
    Research
    Sarbanes-Oxley Act
    Where I've Worked
    F

    2007 – Present

    Senior Regulatory and Compliance Analyst

    Financial Industry Regulatory Authority
    P

    2000 – Mar 2007

    Attorney

    Public Trust securities clearance
    N

    1998 – Jan 2000

    Public Disclosure Analyst

    National Association of Securities Dealers
    N

    1998 – Jan 2000

    Public Disclosure Analyst

    National Association of Securities Dealers (NASD)
    Where I've Studied

    Masters, International Law

    American University

    Bachelors, Law

    University of Benin Nigeria

    People I've Reported To

    People I've Worked With

    People Who've Reported to Me

    Ask Me for a Referral

    Financial Industry Regulatory Authority

    In the Media

    Social Media