Katherine Beall, CPA, JD

New York, New York

Head of Regulatory & Compliance Internal Audit, Cantor Fitzgerald

Experience at:
MUFG Securities USA, PricewaterhouseCoopers, Deloitte & Touche, LLP

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    Katherine Beall, CPA, JD
    Where I've Worked

    Sep 2017 – Present

    Head of Regulatory & Compliance Internal Audit

    Cantor Fitzgerald
    M

    Dec 2015 – Jul 2017

    Head of SOX Compliance-Vice President

    MUFG Securities USA

    Jan 2015 – Dec 2015

    Advisory

    PricewaterhouseCoopers

    Jun 2012 – Dec 2014

    Advisory

    Deloitte & Touche, LLP
    D

    Nov 2011 – Jun 2012

    Senior Associate

    Dixon Hughes Goodman, LLP
    W

    Sep 2010 – May 2011

    Legal Consultant- Appointed Team

    West Virginia Governor's Independent Investigation Panel
    A

    Aug 2005 – Feb 2010

    Associate/Sr. Associate

    Arnett Foster Toothman LLP
    Where I've Studied

    2009

    J.D.

    West Virginia University College of Law

    2005

    Masters, Accountancy

    West Virginia University

    2003

    BS, Business Administration

    West Virginia University College of Business

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    Head of US Regulatory and Compliance Internal Audit

    CPA/JD with over 14 years in regulatory and compliance roles.

    Specialties

    Auditing & Compliance

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