I’m interested in mentoring people from:

    Joseph Dogery

    Old Bridge, New Jersey

    Head of Equity Compliance

    W.R. Hambrecht & Co

    VP BSA/AML Compliance Officer

    Mizuho Financial

    Specialties

    check markAuditing & Compliance

    check markBanking, Loans & Insurance

    check markCorporate Finance

    check markInvestments

    Where I've Worked
    C

    Jan 2013 – Jan 2015

    Vice President, Anti-Money Laundering Advisory/Head of Enhanced

    Commerzbank AG
    C

    2013 – 2015

    Vice President, Anti-Money Laundering Advisory/Head of Enhanced Due Diligence

    Commerzbank AG
    M

    Jan 2010 – Jan 2012

    Vice President/Anti-Money Laundering Officer

    Mitsubishi UFJ Securities
    S

    Jan 2008 – Jan 2010

    Compliance Consultant

    Shore Capital Group
    JPMorgan Chase logo

    Jan 2006 – Jan 2008

    Vice President

    JPMorgan Chase
    JPMorgan Chase logo

    2006 – 2008

    Vice President, Compliance & Equity Surveillance

    JPMorgan Chase
    T

    Trading Floor Supervisor

    Thomas Weisel Partners, LLC
    W

    Head of Equity Compliance

    W.R. Hambrecht & Co

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    People I've Reported To

    People I've Worked With

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    Where I've Studied

    Ask Me for a Referral

    W.R. Hambrecht & Co

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