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    Jason McCarthy

    Monroe, North Carolina

    Vice President, Governance Management

    Raymond James

    Specialties

    Auditing & Compliance

    Banking, Loans & Insurance

    Investments

    Risk & Quantitative Analysis

    Where I've Worked

    Jan 2019 – Present

    Vice President, Governance Management

    Raymond James
    L

    Sep 2005 – Oct 2009

    Director/Anti-Money Laundering Compliance Officer

    LPL Financial/UVEST Financial Services
    H

    Dec 1999 – Sep 2005

    Senior Compliance Analyst

    Harrisdirect
    E

    Mar 1998 – Dec 1999

    Senior Customer Service

    Equitable Life Assurance Society
    P

    Jun 1996 – Mar 1998

    Investment Officer

    Pamrapo Savings Bank
    L

    2015 – 2019

    Vice President/Compliance

    Legal & Risk
    R

    2017 – 2019

    Vice President/Compliance, Legal & Risk

    Registration & Licensing Compliance
    Where I've Studied

    In Progress

    Finance

    Saint Peters University

    MARKETING

    Saint Peters College

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    People I've Worked With

    People Who've Reported to Me

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    Raymond James
    Los Angeles, CA and 8 other location(s)
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