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    Jared Margolies

    Morris Plains, New Jersey

    Chief Controls Officer, South and Central Regions

    AXA Advisors

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    Where I've Worked

    Apr 2011 – May 2019

    Chief Controls Officer, South and Central Regions

    AXA Advisors
    N

    Sep 2004 – Apr 2011

    Manager of Business Practices

    Northern Division
    G

    Apr 2004 – Sep 2004

    Compliance Field Examiner

    Guardian/Park Avenue Securities
    N

    Jun 2001 – Apr 2004

    Director of Operations/Chief Compliance Officer

    NIA Securities
    D

    May 2000 – Apr 2001

    Clearing Correspondent Services

    Datek Online

    Mar 1999 – Apr 2000

    Assistant Manager

    Where I've Studied

    1996

    Bachelors, Business Administration

    Stockton College

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    AXA Advisors

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