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    James Cleere

    Easton, Pennsylvania

    Fixed Income Oversight Manager

    Nomura Securites International, Inc.

    RISK MANAGEMENT & COMPLIANCE | OPERATIONAL SETTLEMENTS STRATEGIC PLANNING AND EXECUTION

    Forward thinking, confident and enthusiastic professional with over 25 years of experience in Financial Services and Operations. Expertise in managing multiple Broker/Dealer and Hedge Fund settlement teams and Middle Office support staff.

    Specialties

    Auditing & Compliance

    Banking, Loans & Insurance

    Corporate Finance

    Investments

    Risk & Quantitative Analysis

    Where I've Worked
    F

    Feb 2017 – May 2017

    Consultant, Brokerage Operations Leadership, Scottrade, Inc.

    Financial Industry Technical Services, Inc.
    A

    Dec 2016 – Feb 2017

    Consultant, Broadridge Outsourcing Settlement Division - Nomura

    Accelerated Innovators, Inc.
    H

    Dec 2015 – Mar 2016

    Consultant, BDC Settlement Conversion

    Huxley and Associates, Inc.
    G

    Jul 2013 – Nov 2015

    Vice President - Fixed Income Operations

    Guggenheim Securities, LLC

    Jan 2012 – Jul 2013

    Lead Technical Support Analyst

    Broadridge Financial Solutions, Inc.
    M

    Jul 2005 – Nov 2011

    Operations Manager

    MFGlobal Inc.
    N

    May 2017 – May 2019

    Fixed Income Oversight Manager

    Nomura Securites International, Inc.
    Where I've Studied

    In Progress

    Associates, IT - Computer Application Development

    Northampton CC

    Business

    Pace University

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    People I've Reported To

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    Nomura Securites International, Inc.

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