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    Eustace Francis

    Schwenksville, Pennsylvania

    Senior Counsel

    Financial Industry Regulatory Authority

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    People I've Reported To

    People I've Worked With

    People Who've Reported to Me

    Where I've Worked
    F

    Jan 2010 – Present

    Senior Counsel

    Financial Industry Regulatory Authority
    N

    Jul 2006 – Jan 2010

    Enforcement Counsel

    Nasdaq PHLX LLC
    C

    Dec 2004 – Jul 2006

    Senior Vice President/Senior Regulatory Counsel

    Citigroup Global Markets, Inc

    Jul 2003 – Dec 2004

    Senior Counsel

    Securities & Exchange Commission
    F

    Mar 2001 – Jul 2003

    Enforcement Counsel

    f/k/a PHILADELPHIA STOCK EXCHANGE, INC

    Sep 1997 – Mar 2001

    Senior Counsel

    Securities & Exchange Commission
    Where I've Studied

    Doctorate, Georgetown Immigration Law Journal

    Georgetown University Law Center

    Bachelors, Economics

    Baruch College, City University of New York

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    Financial Industry Regulatory Authority

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