Brian Francis

Naples, Florida

Supervisory Officer, UBS

Experience at:
Morgan Stanley, WELLS FARGO ADVISORS, INVESTORS CAPITAL

I’m interested in mentoring people from:

    Brian Francis
    Where I've Worked
    UBS logo

    Jan 2020 – Present

    Supervisory Officer

    UBS
    Morgan Stanley logo

    Dec 2017 – Jan 2020

    Complex Risk Officer

    Morgan Stanley
    WELLS FARGO ADVISORS logo

    Jul 2016 – Dec 2017

    REGIONAL BRANCH SUPERVISOR

    WELLS FARGO ADVISORS
    I

    Feb 2015 – Jun 2016

    REGIONAL COMPLIANCE ADVISOR

    INVESTORS CAPITAL
    FISHER INVESTMENTS logo

    Sep 2014 – Jan 2015

    INVESTMENT COUNSELOR (Series 65)

    FISHER INVESTMENTS
    M

    Jul 2012 – Aug 2014

    FINANCIAL ADVISOR (Series 7 & 66)

    MERRILL LYNCH
    C

    Jun 2011 – Jun 2012

    PARTNER

    CreateYourOwnPath.com
    VERIZON COMMUNICATIONS logo

    Jan 2006 – Dec 2010

    SALES ANALYST/ PROJECT MANAGER

    VERIZON COMMUNICATIONS

    Jan 2005 – Jan 2006

    TRAINING MANAGER/ SALES TEAM LEADER

    Where I've Studied

    BS, HUMAN RESOURCES MANAGEMENT

    UNIVERSITY OF MASSACHUSETTS

    2008

    MBA, BUSINESS ADMINISTRATION

    SUFFOLK UNIVERSITY

    Ask Me About

    People I've Reported To

    People I've Worked With

    People Who've Reported to Me

    Specialties

    check markAuditing & Compliance

    check markBanking, Loans & Insurance

    check markInvestments

    check markRisk & Quantitative Analysis

    In the Media

    Social Media