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Ho Ho Kus, New Jersey
Specialties
Accounting
Auditing & Compliance
Banking, Loans & Insurance
Corporate Finance
Investments
Risk & Quantitative Analysis
Tax
Mar 2016 – Jun 2019
Head of Broker Dealer Operations, CCO, COO
Dec 2016 – Jul 2018
Consulting - Compliance and Business Development (Series 24 Principal)
Jan 2013 – Sep 2015
Chief Operating Officer and Chief Compliance Officer
Feb 2004 – Jan 2013
President, Chief Operating Officer and Chief Compliance Officer,
May 2000 – Jan 2004
Head of Technology, Operations
MBA, Finance Essentials and Leadership Development
Rutgers University
BS, Finance
Montclair State University
Project Management
LasComp Institute of Technology