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    Alfredo Baez

    Miami, Florida

    Fixed Income Compliance Analyst

    Stifel

    Complex Admin Manager, Wells Fargo Advisors

    Leads a team of Qualified Supervisors that works diligently to mitigate risk and assist Financial Advisors with regulatory, policy, or compliance issues.

    Specialties

    Auditing & Compliance

    Investments

    Risk & Quantitative Analysis

    Ask Me About

    People I've Reported To

    People I've Worked With

    People Who've Reported to Me

    Where I've Worked
    W

    May 2001 – Oct 2006

    Assistant Manager

    Wheeler's Service

    Dec 2008 – Apr 2012

    Fixed Income Product Specialist/ Trader

    Wells Fargo Advisors

    Apr 2012 – Present

    Fixed Income Compliance Analyst

    Stifel
    Where I've Studied

    MBA, Human Resources Management

    Webster University

    Bachelors, Business Administration

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    Stifel
    Saint Louis, MO and 3 other location(s)
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