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    Alexander Soto

    Mooresville, North Carolina

    Vice President, Associate General Counsel -International



    Legal & Regulatory

    Ask Me About

    Corporate Law
    GDPR and Global Privacy
    International Distribution
    International entity formation
    International Securities Rules
    MiFid II
    Private Funds
    Securities Regulations
    Segregated Accounts
    Where I've Worked

    Oct 2015 – Present

    Vice President, Associate General Counsel -International


    May 2005 – May 2015

    Executive Vice President

    Strategic Financial Group, Inc

    Jan 2014 – May 2014

    Asset Management Law- Advocacy & Oversight Co-Op


    May 2001 – May 2005

    Branch Manager

    Fifth Third Bank & Fifth Third Securities
    Where I've Studied

    J.D., Corporate Law, Finance, Compliance, Real Estate, Insurance, Tax

    Charlotte School of Law

    BA, Political Science

    The Ohio State University

    People I've Reported To

    People I've Worked With

    People Who've Reported to Me

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