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    Adam Cohan

    Berlin, Connecticut

    Compliance Manager

    Prudential Financial

    Specialties

    check markLegal & Regulatory

    check markOrganization Development & Training

    Ask Me About

    AML Compliance
    Assurance Monitoring/Testing
    B/D Compliance
    Identifying Regulatory Issues
    Management
    Relationship Management
    Where I've Worked
    Prudential Financial logo

    Jul 2015 – Present

    Compliance Manager

    Prudential Financial
    S

    2013 – 2015

    Senior Compliance Analyst

    Symetra Life Insurance Company
    Symetra Financial logo

    2013 – 2015

    Senior Compliance Analyst

    Symetra Financial
    I

    2012 – 2013

    Compliance Consultant

    Ing U.s. Insurance & Investment
    the Hartford Financial Services Group logo

    2007 – 2012

    Senior Compliance Specialist - Broker Dealer Compliance

    the Hartford Financial Services Group
    I

    2005 – 2007

    Business Relationship Manager/OSJ

    Ing Financial Advisors, Llc
    T

    2003 – 2005

    Compliance Manager - Agent Ethics and Investigations

    Travelers Life & Annuity Company
    L

    2001 – 2003

    Sales Manager

    Life Insurance
    Where I've Studied

    Associates, Small Business Management

    Dean College

    Bachelors, Marketing

    Central CT State University

    People I've Reported To

    People I've Worked With

    People Who've Reported to Me

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    In the Media

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