Job Market Guide: Compliance Specialist jobs in Wilkes Barre-Scranton

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Specialists in Wilkes Barre-Scranton. Compliance Specialists in Wilkes Barre-Scranton have between ${} and ${} years of experience, averaging $${} years of experience.

33 Compliance Specialist jobs in Wilkes Barre-Scranton

New York, NY
You'll be a critical member of a dynamic team and be instrumental in leading the successful market data strategy within company.
industry
IT Consulting/Services
experience
5 - 7 years

BRANCHBURG, NJ
Track external standards applicable to LifeCell products and processes, as well as the maintenance of the corporate standards library/index and communication of proposed/implemented changes to LifeCell staff.
industry
Biotech/Pharma
experience
5 - 7 years

New York, NY
Assist and support with coverage of pre-trade testing and other compliance responsibilities.
industry
Consulting
experience
Less than 5 years

King Of Prussia, PA
Accountable for delivery and implementation of US Operations compliance programs and contract metrics in accordance with agreed compliance strategy between company and customer.
industry
Business Services
experience
Less than 5 years

New York, NY
Contribute to monitoring and testing coverage plans and related metrics; monitor and test the effectiveness of the front line unit and control function compliance risk controls for enterprise area of coverage.
industry
Financial Services
experience
Not Specified

Compliance Specialist

$120K - $200K - New York, NY
Working with the business in the implementation of regulatory reform / rule change initiatives impacting the wealth management business.
industry
Staffing & Recruiting
experience
11 - 15 years

$90K - $130K - New York, NY
In this role, you will work independently, in a team, and with or without direction is imperative.
industry
Financial Services
experience
Not Specified

$50K - $60K - New York, NY
Manage the design and development of the Companys ethics and compliance online training courses, serving as a liaison between subject matter experts and the HR Learning team, and working with outside training developers, translators and other vendors to create courses that meet our technical and content requirements.
industry
Arts & Entertainment
experience
Less than 5 years

New York, NY
In this role, you will be responsible for providing enterprise wide oversight of specific laws, rules, regulations, and regulatory guidance, such as those related to Regulation W and/or Regulations B, D, U, X, through the identification, escalation and timely mitigation of compliance risks in alignment with the Compliance Risk Management (CRM) Program and the Global Compliance Enterprise Policy (GC Policy).
industry
Financial Services
experience
5 - 7 years

Somerville, NJ
This role requires close interaction with all Quality and Regulatory departments particularly Regulatory Affairs, Quality Control, Quality Engineering, Document Management, and Training.
industry
Market Research
experience
5 - 7 years

$50K - $60K - New York, NY
Manage the design and development of the Companys ethics and compliance online training courses, serving as a liaison between subject matter experts and the HR Learning team, and working with outside training developers, translators and other vendors to create courses that meet our technical and content requirements.
industry
Arts & Entertainment
experience
Less than 5 years

New York, NY
In this role, you will inspect that commitments made regarding actions in response to Matters Requiring Attention (MRAs) and other actions are completed for FLU/CF.
industry
Financial Services
experience
5 - 7 years

Compliance Specialist

New York, NY
Monitor and test the effectiveness of the front line unit and control function compliance risk controls for FLU/CF.
industry
Financial Services
experience
5 - 7 years

Breinigsville, PA
Maintain required Federal, State and Company records for regulatory controlled programs to ensure compliance.
industry
Energy / Oil & Gas
experience
5 - 7 years

King Of Prussia, PA
Lead and Facilitate Root Cause Analysis (RCA) meetings, create documentation (Initial impact assessments, RCAs, Final investigation report and Corrective and Preventive Actions) for the review and final approval by the clients Quality Assurance department.
industry
Business Services
experience
Less than 5 years

New York, NY
In this role, the selected candidate will provide MSG and GWIM personnel with advice and guidance for complying with banking and securities laws and regulations.
industry
Financial Services
experience
5 - 7 years

Pennington, NJ
In this role, the selected candidate will contribute to compliance risk assessments; contribute to monitoring and testing coverage plans and related metrics.
industry
Financial Services
experience
5 - 7 years

Compliance Specialist

Titusville, NJ
The individual will work closely with HCC Systems, Training, and Data Governance, and will interact daily with the aggregate spend team, various lines of business, and external vendors who provide data related to aggregate spend reporting.
industry
Biotech/Pharma
experience
5 - 7 years

New York, NY
This candidate will complete all the compliance and legal approval processes for grants, sponsorships, and memberships requested to International Therapeutic Public Affairs (TAPA) and to Global Policy & International Public Affairs (GPIPA).
industry
Biotech/Pharma
experience
Not Specified

New York, NY
This candidate will complete all the compliance and legal approval processes for grants, sponsorships, and memberships requested to International Therapeutic Public Affairs (TAPA) and to Global Policy & International Public Affairs (GPIPA).
industry
Biotech/Pharma
experience
Not Specified

Jersey City, NJ
In this role, the selected candidate will provide MSG and GWIM personnel with advice and guidance for complying with banking and securities laws and regulations.
industry
Financial Services
experience
5 - 7 years

Norristown, PA
Responsible for maintaining all applicable lab certifications, accreditations, or approvals to conduct compliance and process quality control work.
industry
Engineering Services
experience
5 - 7 years

Pennington, NJ
In this role, the selected candidate will provide MSG and GWIM personnel with advice and guidance for complying with banking and securities laws and regulations.
industry
Financial Services
experience
5 - 7 years

New York, NY
This compliance officer will work closely with the line of business to provide this ongoing product and platform management, including participation in governance committees and working groups.
industry
Financial Services
experience
5 - 7 years