Job Market Guide: Compliance Officer jobs in Wilkes Barre-Scranton

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in Wilkes Barre-Scranton. Compliance Officers in Wilkes Barre-Scranton have between ${} and ${} years of experience, averaging $${} years of experience.

90 Compliance Officer jobs in Wilkes Barre-Scranton

Jersey City, NJ
The surveillance development process includes drafting requirements documents detailing how the surveillance should function, conducting data analysis to ensure the right data inputs are available for the surveillance to function, and participating in User Acceptance Testing to ensure all requirements for the surveillance were implemented correctly.
industry
Financial Services
experience
5 - 7 years

Jersey City, NJ
Market Surveillance develops, maintains and conducts surveillance reviews relating to potential market abuse and market conduct issues.
industry
Financial Services
experience
5 - 7 years

New York, NY
In this role, you will effectively and proactively communicate with stakeholders to drive execution of Workstream deliverables, resolve issues, and share information throughout assessment process.
industry
Financial Services
experience
5 - 7 years

New York, NY
In this role, you will be drafting of new policies, procedures and the development of training protocols related to the development of new initiatives or changes to existing platforms.
industry
Financial Services
experience
8 - 10 years

Compliance Officer

Malvern, PA
In this role, you will the selected candidate will assist FVC and NCP to monitor that contractual demands are being met in relation to upstream contracts with commercial payors.
industry
Healthcare IT
experience
8 - 10 years

New York, NY
The Senior Compliance Officer will work with the business team to manage all aspects of the groups compliance program.
industry
Financial Services
experience
5 - 7 years

New York, NY
In this role, you will effectively and proactively communicate with stakeholders to drive execution of Workstream deliverables, resolve issues, and share information throughout assessment process.
industry
Financial Services
experience
5 - 7 years

New York, NY
In this role, the selected candidate will create and manage virtual files related to investigations in the case management system and follow-up with relevant parties to ensure completion of cases within required timeframes.
industry
Financial Services
experience
5 - 7 years

Piscataway, NJ
In this role, you will assist in-house and outside counsel with a variety of general litigation issues, including those related to the Companys products liability, marketing, and employment litigation.
industry
Business Services
experience
5 - 7 years

Jersey City, NJ
In this role, you will contact the customers, obtaining the necessary instruction for pending discrepant documents.
industry
Staffing & Recruiting
experience
5 - 7 years

Compliance Analyst

New York, NY
In this role, you will be responsible for reviewing transactions on a monthly basis involving electronic wires and check activity. Reviewing to see if negative news or other potential AML concerns with transactions activities exist.
industry
Staffing & Recruiting
experience
Not Specified

New York, NY
In this role, the selected candidate must have the ability to multi-task and demonstrate a sense of urgency.
industry
Business Services
experience
5 - 7 years

New York, NY
As a Consultant with the company, you will have the ability to play an instrumental role in assisting clients with a variety of challenging projects.
industry
Business Services
experience
5 - 7 years

New York, NY
As a Consultant with Resources Global Professionals you will have the ability to play an instrumental role in assisting clients in a variety of challenging projects.
industry
Business Services
experience
8 - 10 years

Compliance Analyst

Newark, NJ
In this role, you will be responsible for ensuring that all portfolios managed by the Fixed Income unit are in compliance with applicable regulatory and contractual requirements.
industry
Insurance
experience
5 - 7 years

New York, NY
In this role, you will provide advice on compliance, regulatory, policy and reputational issues as well as on new business initiatives and significant business changes affecting the firm.
industry
Business Services
experience
5 - 7 years

New York, NY
In this role, you will be responsible for reviewing transactions on a monthly basis involving electronic wires and check activity. Reviewing to see if negative news or other potential AML concerns with transactions activities exist.
industry
Staffing & Recruiting
experience
Not Specified

New York, NY
In this role, you will be contributing towards on-boarding and training of the lead generation and junior sales team, through best practice sharing and coaching.
industry
Business Services
experience
11 - 15 years

New York, NY
In this role, the selected candidate must have a hands-on experience in developing, implementing and executing risk-based compliance tests or audits.
industry
Business Services
experience
8 - 10 years

Compliance Analyst CNR

Compensation Estimate

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$50K to $83K - New York, NY
In this role, the selected candidate will work closely with the CNR Chief Compliance Officer to oversee the CNR Rule 206(4)-7 investment adviser compliance program and to assist with overseeing the City National Rochdale Funds' Rule 38a-1 compliance program.
industry
Financial Services
experience
Less than 5 years

RADNOR, PA
In this role, you will typically work in an office environment with adequate lighting and ventilation and a normal range of temperature and noise level.
industry
Business Services
experience
5 - 7 years