In this role, you will be responsible for supporting the implementation and execution of the Compliance RCSA Program including: Process Mapping; Control Identification, Assessment and Substantiation; and Issue Management.
Identify and analyze areas of underutilization of protected class members, establish goals, timetables, and strategies for meeting them, and meet with affected supervisors and program managers to advise them.
Participate in financial services regulatory compliance assessment and authorization relevant discussions with AWS teams. This includes synthesizing control requirements, and recommending and pursuing alternative approaches assisting customers in developing compliance roadmaps.
As a Technology Sales Consultant at Pitney Bowes, you thrive on hunting for new business opportunities within the Financial Services sector, helping institutions with their regulatory compliance issues, and you deliver with precision. You see opportunities where others see challenges.
In this role, the selected candidate will help develop, draft and execute policies and procedures that are designed to detect and prevent violations of the federal securities laws and mitigate various types of risk, including compliance and operational risk.
This candidate will complete all the compliance and legal approval processes for grants, sponsorships, and memberships requested to International Therapeutic Public Affairs (TAPA) and to Global Policy & International Public Affairs (GPIPA).
Conduct screening and investigations to uncover adverse media, OFAC sanctions risk and/or politically exposed persons (PEP); assist in the tracking metrics for new investor, high-risk investors and foreign PEPs.